Our client is seeking a Professional Manager – Investigations
REQUIREMENTS
- LLB degree
- Five years post qualification working experience in a legal firm, regulator, or corporate environment
- Knowledge and understanding of regulatory, commercial, and administrative law
- Understanding and appreciation of the the firms role in protecting the investing public
- Excellent interpersonal skills, including the correct balance of tact, patience, and assertiveness
- Excellent verbal and written communication in English
- Excellent project management skills
- Must be proficient in Microsoft Office and have experience in working in an online environment
KEY PERFORMANCE AREAS
- To manage and initiate complaints lodged with the firm against registered auditors for alleged improper conduct and to draft and distribute all related communication and populate electronic matter files and hardcopy matter files
- To manage, address and resolve informal enquiries relating to minor infractions by registered auditors and maintain electronic records of these interactions
- To respond appropriately and timeously to email and telephonic enquiries regarding lodging of complaints against registered auditors and maintain electronic records of these interactions
- To provide information to respondents and complainants as requested on the Auditing Profession Act, Disciplinary Rules, and the Rules Regarding Improper Conduct in respect of alleged improper conduct by registered auditors and file on electronic matter files and hardcopy matter files
- To assist with various ad-hoc assignments in the Investigations department, for example presentations on the investigations process
Desired Skills:
- Knowledge and understanding of regulatory commercial and administrative law
- Understanding and appreciation of the the firms role in protecting the investing public
- Excellent interpersonal skills
- Excellent verbal and written communication in English
- Excellent project management skills
- Must be proficient in Microsoft Office
Desired Work Experience:
- 5 to 10 years
Desired Qualification Level:
- Degree