To supervise and/or enforce compliance with the Financial Intelligence Centre Act, by the Financial Institutions
categorized as accountable institutions and ensure that any referrals relating to AML/CFT matters received from
the Financial Intelligence Centre are appropriately dealt with within the Organisation. The persons appointed to this

A Bachelors’ Degree (NQF 7) in Accounting, Audit, Law, Risk Management, or other relevant discipline with at
least 2 years working experience within the financial services industry. The candidate must have a good
knowledge and exposure to the financial sector laws. A good understanding of the FIC Act and the Financial
Sector Regulation Act is essential. Excellent report writing skills are essential.

Desired Skills:

  • FIC Act
  • Risk Management
  • Accounting
  • Audit
  • Law

Desired Work Experience:

  • 5 to 10 years

Desired Qualification Level:

  • Degree

About The Employer:

Key Performance Areas:

– Monitor compliance with the FIC Act by the financial institutions;
– Identify and report trends in the financial services sector with possible impact on the Organisation ‘s ability to
discharge its duties as a Supervisory Body;
– Conduct on-site and/or offsite inspections and other supervisory activities in terms of the FIC Act;
– Assist with investigations of all complaints relating to financial institutions;
– Actively participate in and contribute to industry and Organisation committees as and when required;
– Liaise with internal and external stakeholders in respect of regulatory and supervisory matters; and
– Perform administrative or other supervisory activities relating to the regulatory framework.

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