- Performing the due diligence on new clients, documentation review and verification of received documentation and making an analytical risk assessment for all clients
- Periodic evaluation of existing clients according to established policies and procedures
- Periodic review of KYC records as to the completeness
- Investigating high-risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file
- Communicate effectively and efficiently with relevant internal parties to obtain KYC documents
- Identify, investigate and report to management on suspicious or high-risk clients and transactions
- Makes recommendations that will improve compliance within the company
- Complete special projects, and miscellaneous duties as prescribed by Management
Requirements
Grade 12
2 years’ experience in KYC
KYC-related experience, preferably in a regulated financial environment