The successful candidate will be responsible for assisting the Internal Audit Manager in planning, managing and executing Internal Audit activities within an Institutional and Retail Investment Management arena.
Responsibilities include:
- Process, risk and control assessment reviews – Processing and controlling enhancement design
- Report writing and communicating audit results- Developing business acumen and operational knowledge
- Supervising and coaching junior auditors
- Full involvement in the audit lifecycle. This includes scoping and planning separate audit engagements, to carrying out detailed reviews and testing
- Reporting, sharing findings with senior management and chasing management responses/tracking points through to closure
- Documenting and reviewing investment management business processes; identifying risks and areas for improvement
- Developing pragmatic solutions and identifying best practice controls
- Documenting detailed audit working papers and valid supported findings
- Assisting in promoting risk awareness throughout the Group
Requirements:
- CIA Qualified
- 7 years audit experience – financial services exposure will be an advantage
- Strong business process exposure, ideally through performing detailed audit/assurance engagements
- 3 – 4 years post qualification experience at a senior auditor / team leader level
- Investment Management or Life Products Administration experience would be an advantage – negotiable
- Extensive experience performing internal audit reviews including process analysis and risk-control assessments with minimal or no supervision (non-negotiable)
Desired Skills:
- Internal Audit